Insights Treasury consults to regulate super platform investment governance and switching risks Treasury has released a consultation paper titled Enhancing member protections in the superannuation industry, seeking comments on a package of reforms developed in response to the losses suffered by members of the Shield Master Trust and F… 13 Apr 2026
Insights Financial Services: Regulatory Recap - Week commencing 24 March 2025 In this edition of our Financial Services Regulation Newsletter, we focus on key legal developments over the last fortnight. 27 Mar 2025
Insights Financial Services: Regulatory Recap - Week commencing 10 March 2025 In this edition of our Financial Services Regulation Newsletter, we focus on key legal developments over the last fortnight. 13 Mar 2025
Insights Financial Services: Regulatory Recap - Week commencing 24 February 2025 In this edition of our Financial Services Regulation Newsletter, we focus on key legal developments over the last fortnight. 6 Mar 2025
Insights Financial Services: Regulatory Recap - Week commencing 10 February 2025 In this edition of our Financial Services Regulation Newsletter, we focus on key legal developments over the last fortnight. 10 Feb 2025
Insights Financial Services: Regulatory Recap - Week commencing 27 January 2025 In this edition of our Financial Services Regulation Newsletter, we focus on key legal developments over the last fortnight. 27 Jan 2025
Insights Financial Services: Regulatory Recap - Week commencing 9 December 2024 In this edition of our Financial Services Regulation Newsletter, we focus on key legal developments over the last fortnight. 9 Dec 2024
Insights ASIC 2025 enforcement priorities: spotlight on superannuation sector ASIC’s 2025 enforcement priorities put superannuation in focus — targeting member service failures, ESG claims, cybersecurity, and misuse of savings. 15 Nov 2024
Insights Financial Services: Regulatory Recap - Week commencing 14 October 2024 In this edition of Gilbert + Tobin’s Financial Services Regulation Newsletter, we focus on key legal developments over the last fortnight. 18 Oct 2024
Insights Financial Services: Regulatory Recap - Week commencing 16 September 2024 In this edition of Gilbert + Tobin’s Financial Services Regulation Newsletter, we focus on key legal developments over the last fortnight. 2 Oct 2024
Insights Financial Services: Regulatory Recap - Week commencing 19 August 2024 In this edition of Gilbert + Tobin’s Financial Services Regulation Newsletter, we focus on key legal developments over the last fortnight. 5 Sep 2024
Insights Financial Services: Regulatory Recap - Week commencing 2 September In this edition of Gilbert + Tobin’s Financial Services Regulation Newsletter, we focus on key legal developments over the last fortnight. 2 Sep 2024
Insights ASIC v American Express Australia Limited: ASIC wins second DDO case ASIC secures second judicial outcome on DDO, following Firstmac case. Learn about the importance of complying with TMD requirements for product distributors. Read now. 22 Jul 2024
Insights Financial Services: Regulatory Recap - Week commencing 22 July 2024 In this edition of Gilbert + Tobin’s Financial Services Regulation Newsletter, we focus on key legal developments over the last fortnight. 22 Jul 2024
Insights Financial Services: Regulatory Recap - Week commencing 1 July 2024 In this edition of Gilbert + Tobin’s Financial Services Regulation Newsletter, we focus on key legal developments over the last fortnight. 3 Jul 2024
Insights Financial Services: Regulatory Recap - Week commencing 11 June 2024 In this edition of Gilbert + Tobin’s Financial Services Regulation Newsletter, we focus on key legal developments over the last fortnight. 14 Jun 2024
Insights Financial Services: Regulatory Recap - Week commencing 3 June 2024 In this edition of Gilbert + Tobin’s Financial Services Regulation Newsletter, we focus on key legal developments over the last fortnight. 3 Jun 2024
Insights Financial Services: Regulatory Recap - Week commencing 13 May 2024 In this edition of Gilbert + Tobin’s Financial Services Regulation Newsletter, we focus on key legal developments over the last fortnight. 16 May 2024
Insights Financial Services: Regulatory Recap - Week commencing 29 April 2024 In this edition of Gilbert + Tobin’s Financial Services Regulation Newsletter, we focus on key legal developments over the last fortnight. 1 May 2024
Insights Financial Services: Regulatory Recap - Week commencing 25 March 2024 ASIC and APRA release cross-industry information package on the Financial Accountability Regime - see ASIC 28 Mar 2024
Insights Section 249E has been corrupted (this is a good thing) The Crimes Amendment (Corrupt Benefits for Trustees) Act 2023 (NSW) has become law On 12 September 2023, the New South Wales Parliament passed the Crimes Amendment (Corrupt Benefits for Trustees) Bill 2023 (NSW) (Crimes Amendment Bill) and … 30 Oct 2023
Insights Superannuation industry: Preparing for upcoming CPS 190 Recovery and Exit Planning On 28 June 2024, the Australian Prudential Regulation Authority (APRA) issued a letter to all Registrable Superannuation Entity (RSE) licensees sharing initial observations from its thematic review of the superannuation industry’s pre… 19 Jul 2023
Insights APRA releases final version of the new cross-industry Prudential Standard CPS 230 Operational Risk Management In relation to RSE licensees, the new CPS 230 is set to replace Prudential Standard SPS 231 Outsourcing (SPS 231) and Prudential Standard SPS 232 Business Continuity Management (SPS 232). 18 Jul 2023
Insights The Final Report of the Quality of Advice Review In this article we explore the recommendations made in the QAR Final Report. 16 Feb 2023