Lucy Hall

Lawyer

Email Lucy +61 2 9263 4622 +61 431 688 155 Sydney

Expertise

Equity Capital Markets

Corporate Advisory

Mergers + Acquisitions

Private Equity

KNOWLEDGE FEATURING LUCY

30/01/2018

New ASIC guidance on sell-side research

ASIC has introduced its new regulatory guidance on analyst sell-side research, after an extensive review and industry consultation process.

Expertise Area

Corporate Advisory

08/11/2017

“Pot stocks” – Medical cannabis listings and other updates from ASX

On 30 October 2017, ASX released a “bumper” update with details of Listing Rule changes that will take effect from 1 December 2017. The main changes relate…

Expertise Area

13/07/2017

It Will Take An Army

ASIC’s existing guidance on sell-side analyst research has been too principles-based to offer much practical assistance and so there is clearly a need for…

Expertise Area

Corporate Advisory

26/05/2017

ASIC continues to facilitate dual listings by NZX-listed companies on

In September 2015, the ASX lowered the threshold listing requirements for entities listed on the main board of the NZX who were looking to achieve a dual…

Expertise Area

Corporate Advisory

16/11/2016

No duty of care owed in connection with accelerated entitlement

NSW Supreme Court confirms that ASX-listed companies and their underwriters do not owe shareholders any duty of care in the way they conduct accelerated…

Expertise Area

03/11/2016

“Meet me half way”: ASX responds to consultation on changes to

The ASX has had a busy time of late, in issuing and revising a raft of contentious policies aimed at tightening the requirement for new listings and…

Expertise Area